Search for: "Credit Suisse Securities (SA) LLC" Results 1 - 5 of 5
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Ex-Credit Suisse Investment Banker Appeals Insider Trading Charges Conviction
25 Feb 2008, 4:12 pm
Former Credit Suisse Securities USA LLC investment banker Hafiz Naseem says he will appeal his conviction for insider trading charges, which include 1 count of conspiracy and 28 counts of securities fraud involving stolen nonpublic data allegedly used for insider trading that generated at least $7.5 million. [read post]
Stock Broker Fraud Blog - http://www.stockbrokerfraudblog.com/
Southern District of
15 Feb 2008, 8:07 am
Judge Scheindlin ordered Credit Suisse Securities (USA) LLC to turn over to private plaintiffs documents that were prepared in an internal investigation and previously revealed to the SEC and U.S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Guest Post: The Largest Securities Class Action Settlements of 2022
5 Jan 2023, 2:22 pm by Kevin LaCroix
In addition to the company, the settlement resolves allegations against its officers and directors, as well as the various underwriters of the IPO and SPO, including Credit Suisse. [read post]
The D & O Diary - http://www.dandodiary.com/
ISS Discusses the Largest Class Action Settlements of 2022
9 Jan 2023, 9:01 pm by renholding
In addition to the company, the settlement resolves allegations against its officers and directors, as well as the various underwriters of the IPO and SPO, including Credit Suisse. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Law and Media Round Up – 28 February 2022
27 Feb 2022, 4:30 pm by INFORRM
Switzerland Switzerland-based news organisations were excluded from the Suisse Secrets investigation into Credit Suisse’s banking practices over fears of punitive legal punishment. [read post]
Inforrm's Blog - https://inforrm.wordpress.com/